Brett Dennis Curran

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2002 → 08/2017
  Financial West Group
  Westlake Village, CA
• 08/2017 → 06/2025
  Western International Securities, Inc.
  Pasadena, CA
• 06/2025 → Present
  Lpl Financial Llc
  Irvine, CA

Previous Registrations

• 2017-08-21 → 2025-06-05
  Western International Securities, Inc.
  Irvine, CA
• 2017-01-18 → 2017-08-21
  Financial West Group
  Newport Beach, CA
  Irvine, CA

Other Businesses

1- 06/2025 - CA District 30 Little League - Non-Profit Board Member - Assistant District Administrator - Not Investment Related - Santa Ana, CA - Start Date 11/11/2012 - 2 hours per month/ 0 hours during trading 2- 06/2025 - Saddleback Unified School District - Coach/ Sports/ Fitness - JV head coach - Not Investment Related - Mission Viejo, CA - Start Date 09/01/2022 - 50 hours per month/ 0 hours during trading 3- 03/11/2026 - BRETT CURRAN - Other - Caregiver - Not Investment Related - Santa Ana, CA - Start Date 01/01/2026 - 150 hours per month/ 0 hours during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-01-20