Robert Andrew Hon

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Chicago, IL
• 11/2016 → 11/2025
  Wells Fargo Clearing Services, Llc
  Chicago, IL
• 11/2025 → Present
  Rockefeller Financial Llc
  Chicago, IL

Previous Registrations

• 2016-01-07 → 2025-11-12
  Wells Fargo Clearing Services, Llc
  Chicago, IL
  Chicago, IL
  Wilmette, IL
• 2006-11-22 → 2016-02-02
  Credit Suisse Securities (Usa) Llc
  Chicago, IL
• 1999-10-05 → 2006-12-13
  Great Lakes Advisors, Llc
  Chicago , IL

Other Businesses

HON & HON LLC; INV RELATED; WILMETTE, IL; 85% OWNERSHIP; START 3/5/2020; 0 HOURS PER MONTH, 0 DURING TRADING, PARTNER.;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-03
• S63 Uniform Securities Agent State Law Examination
  1992-04-08

Other Names

• Rob Hon