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William John Grimes

LPl Financial LLC

Ft Lauderdale, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-29
  • FL RA
    APPROVED
    Since 2026-07-29

Branch Locations

1995 E Oakland Park Blvd Ste 105, Ft Lauderdale, FL 33306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Coral Springs FL 07/2012 07/2026
Lpl Financial Llc Ft Lauderdale FL 07/2026 Present
  • 07/2012 → 07/2026
    Citigroup Global Markets
    Coral Springs, FL
  • 07/2026 → Present
    Lpl Financial Llc
    Ft Lauderdale, FL
Previous Registrations
  • 2012-07-11 → 2026-08-05
    Citigroup Global Markets Inc.
    Boca Raton, FL
    Miami, FL
    Miami, FL
    Boca Raton, FL
    Doral, FL
    Tampa, FL
    Tamarac, FL
    Doral, FL
    Tampa, FL
    Fort Lauderdale, FL
    San Antonio, TX
    Coconut Creek, FL
    Tamarac, FL
    New York, NY
    Miami, FL
    Fort Lauderdale, FL
    Coral Springs, FL
    Fort Lauderdale, FL
    Coral Springs, FL
    Fort Lauderdale, FL
    Doral, FL
    Tamarac, FL
    Miami, FL
    Fort Lauderdale, FL
    Boca Raton, FL
    Washington, DC
    Coral Springs, FL
    Boynton Beach, FL
    Delray, FL
    Miami, FL
    Fort Lauderdale, FL
    Coral Springs, FL
    Ft. Lauderdale,, FL
    Ft Lauderdale, FL
  • 2009-10-05 → 2012-07-11
    Lpl Financial Llc
    Pompano Beach, FL
    Lighthouse Point, FL
    Lauderdale-By-The-Se, FL
    Wilton Manors, FL
    Pompano Beach, FL
    Lauderdale Lakes, FL
    Coral Springs, FL
    Coral Springs, FL
    Coral Springs, FL
    Coconut Creek, FL
    Hollywood, FL
    Pembroke Pines, FL
    Hallandale, FL
    Hollywood, FL
    Weston, FL
    Deerfield Beach, FL
    Hallandale, FL
    Tamarac, FL
    Hollywood, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-28
S65 Uniform Investment Adviser Law Examination 1998-09-18
S63 Uniform Securities Agent State Law Examination 1992-02-06
  • S66 Uniform Combined State Law Examination
    2009-09-28
  • S65 Uniform Investment Adviser Law Examination
    1998-09-18
  • S63 Uniform Securities Agent State Law Examination
    1992-02-06
Other Names
  • Billy Grimes
  • Bill Grimes
  • William John Grimes

View on SEC IAPD

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