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Thirupathy V Nathan

Cetera Investment Advisers LLC

Glenview, IL

CRD 2194714

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-05
IL RA APPROVED 2007-01-18
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • IL RA
    APPROVED
    Since 2007-01-18

Branch Locations

Glenview, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T.V. Nathan & Assoc., Inc. Glenview IL 06/1988 Present
Cetera Financial Specialists Llc Schaumburg IL 10/1991 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2007 Present
  • 06/1988 → Present
    T.V. Nathan & Assoc., Inc.
    Glenview, IL
  • 10/1991 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2007 → Present
    Schaumburg, IL
Other Businesses

1)REAL ESTATE MANAGEMENT. 2)SELL HEALTH INSURANCE THROUGH BLUE CROSS BLUE SHIELD (AGENT FLEXIBLE BENEFIT SERVICE CORP); START DATE 10/1/2010; 4 HRS/MTH: 3) TV NATHAN & ASSOC, INC; INV REL; GLENVIEW, IL; ACCOUNTING AND FINANCIAL SERVICE - DBA; OWNER; START DATE 1988; 200 HRS/MTH, 160 DURING SECURITIES TRADING HRS: 4) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: 8827 C WASHINGTON ST, NILES IL 2. 211 E OHIO, APT #1909 & 800 ELGIN, UNIT # 1515, EVANSTON IL 4. 30 E HURON, #4205, CHICAGO, IL, NATURE OF BUSINESS: REAL ESTATE, START DATE: 01/1996, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: MANAGING RENTAL PROPERTY;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-27
S63 Uniform Securities Agent State Law Examination 1991-12-24
  • S65 Uniform Investment Adviser Law Examination
    2006-11-27
  • S63 Uniform Securities Agent State Law Examination
    1991-12-24
Other Names
  • T V Nathan

View on SEC IAPD

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