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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-05 |
| IL | RA | APPROVED | 2007-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T.V. Nathan & Assoc., Inc. | Glenview | IL | 06/1988 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/1991 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2007 | Present |
1)REAL ESTATE MANAGEMENT. 2)SELL HEALTH INSURANCE THROUGH BLUE CROSS BLUE SHIELD (AGENT FLEXIBLE BENEFIT SERVICE CORP); START DATE 10/1/2010; 4 HRS/MTH: 3) TV NATHAN & ASSOC, INC; INV REL; GLENVIEW, IL; ACCOUNTING AND FINANCIAL SERVICE - DBA; OWNER; START DATE 1988; 200 HRS/MTH, 160 DURING SECURITIES TRADING HRS: 4) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: 8827 C WASHINGTON ST, NILES IL 2. 211 E OHIO, APT #1909 & 800 ELGIN, UNIT # 1515, EVANSTON IL 4. 30 E HURON, #4205, CHICAGO, IL, NATURE OF BUSINESS: REAL ESTATE, START DATE: 01/1996, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: MANAGING RENTAL PROPERTY;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-24 |
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