Martin Joseph Hare

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 11/2017
  Ubs Financial Services Inc
  San Diego, CA
• 11/2017 → Present
  Rbc Capital Markets Llc
  Oakbrook Terrace, IL

Previous Registrations

• 2010-12-15 → 2017-12-11
  Ubs Financial Services Inc.
  Oakbrook Terrace, IL
  San Diego, CA
  San Diego, CA
  Oak Brook, IL
• 2004-10-08 → 2010-12-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  La Jolla, CA
  San Diego, CA
  San Diego, CA
• 2003-05-14 → 2004-10-12
  Wells Fargo Investments, Llc
  Sequim, WA
• 1999-10-06 → 2002-06-12
  Ubs Financial Services Inc.
  La Jolla, CA

Other Businesses

(1) YORK TOWNSHIP REPUBLICAN COMMITTEEMAN ORGANIZATION; ADDRESS: 662 SOUTH FERN CT., ELMHURST, IL 60126; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: POLITICAL ACTION COMMITTEE; CAPACITY: ELECTED OFFICIAL (BOTH NON-POLITICAL AND POLITICAL OFFICE; START DATE: 10/8/2018; DUTIES: HANDLE GETTING OUT THE VOTE FOR THE REPUBLICAN PARTY IN MY RESPECTIVE DISTRICT; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (2) LIZZADRO MUSEUM OF LAPIDARY ART; ADDRESS: 220 SOUTH COTTAGE HILL AVE, ELMHURST, IL 60126; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: MUSEUM; CAPACITY: BOARD OF DIRECTORS; START DATE: 11/15/2018; DUTIES: ADVISORY CAPACITY; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (3) Name: Ace Northshore Homecare Inc. dba: Homewatch Caregivers Address: 900 Skokie Blvd Suite 126 Northbrook, IL 60062 Business Description: In home care Business is not investment related Projected Start Date: 11/25/20 Capacity: Owner - Active, Partner Duties Performed: 50% partner. Company is Manager and Employee run. Will monitor incoming income to expense reports. Devoted to this OBA per Month: 4-6 hours per week Hours Devoted to this OBA during business hours: 0 (4) NAME OF ENTITY: Markur Corporation; ADDRESS: 5 Kimberly Circle, Oak Brook IL; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Holding Corporation for 401k ROBS plan to purchase Ace North Shore Home Healthcare; CAPACITY: Partner; START DATE: 02/05/2021; DUTIES: Oversee and direct management to grow and operate business; HOURS DEVOTED PER MONTH: 10; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None; 5) NAME OF ENTITY: Grand Aqua LLC ADDRESS: 24820 Lakemone Cove Lane #201, Bonita Springs, FL 34134 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Small Private START DATE: 12.24.24 CAPACITY: Owner DUTIES: LLC Holding company for personal assets. Will be paying personal expenses from this entity. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 6) NAME OF ENTITY: Madison Core LLC ADDRESS: 5712 Fox Gate Lane, Hinsdale, IL 60521 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Small Private START DATE: 12.23.24 CAPACITY: Sole Owner of LLC DUTIES: LLC to hold home HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-02-03
• S63 Uniform Securities Agent State Law Examination
  1991-12-23

Other Names

• Martin Hare