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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-07-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northbeam Financial Inc | Dallas | TX | 06/1983 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2009 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 07/2009 | Present |
1) NORTHBEAM FINANCIAL, INC., 5518 BENTGREEN DRIVE, DALLAS, TX 75248, 06/1983, PRESIDENT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 10 HRS/MONTH DURING TRADING HOURS 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-27 |
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