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Roy William Brown

Trueman Brown

Lake Zurich, IL

CRD 2194463

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Employer firm

Trueman Brown CRD 141602

$196M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Trueman Brown

765 Ela Road Suite 301, Lake Zurich, IL 60047 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2007-02-15
  • IL RA
    APPROVED
    Since 2007-02-15

Branch Locations

765 Ela Road Suite 301, Lake Zurich, IL 60047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trueman Brown Rolling Meadows IL 02/2007 Present
Previous Registrations
Other Businesses

RVTV PROPERTIES CO-OWNER/VICE PRESIDENT 0-COMPENSATION PER YEAR 2HRS PER MONTH

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-02-11
  • S63 Uniform Securities Agent State Law Examination
    1992-02-11
Designations
  • Certified Financial Planner

View on SEC IAPD

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