Best Investors
Account
Sign in
Best Investors
Account
Sign in
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-06-11 |
| TX | RA | APPROVED_RES | 2024-06-10 |
Branch Locations
2344 Washington Street Suite 2, Newton Lower Falls, MA 02462 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 09/2003 | 06/2024 |
| Lightship Wealth Strategies | Newton Lower Falls | MA | 11/2023 | Present |
| Raymond James Financial Services, Inc. | Newton Lower Falls | MA | 06/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Newton Lower Falls | MA | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-27 |
Reach out to this advisor