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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-09-17 |
Branch Locations
610 Newport Center Dr Suite 300, Newport Beach, CA 92660 • United States
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Los Angeles | CA | 07/2015 | 11/2018 |
| Seia Llc | Newport Beach | CA | 05/2015 | Present |
| Royal Alliance Associates, Inc. | Los Angeles | CA | 11/2018 | 07/2023 |
| Ses Llc | Newport Beach | CA | 07/2023 | Present |
SEIA LLC POSITION: Vice President of Trading, NATURE: IRIA, Investment Related: Yes, NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 05/12/2015 ADDRESS: 610 Newport Center Drive, Suite 300, Newport Beach, CA 92660, United States DESCRIPTION: RIA sales & service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-17 |
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