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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-07 |
| WA | RA | APPROVED | 2016-10-07 |
Branch Locations
10400 Ne 4Th St Pbig - Bellevue Private Wealth, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Seattle | WA | 06/2009 | 10/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bellevue | WA | 10/2016 | Present |
| Bank Of America, N.A. | Bellevue | WA | 11/2016 | Present |
I*99294 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BKB LLCINVESTMENT RELATED: YADDRESS OF BUSINESS:NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 10/1/2011NUMBER OF HOURS DEVOTED: 1 HOUR ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE LLC WAS SET UP TO INVEST IN PRIVATELY HELD BUSINESS. I*2434297, Entity Type: Charitable, Name of OBA: Queen Anne Little League, Address: Seattle, Washington, 98109, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 06/01/2025, No Hours: 25 Yearly, No Hours during Trading: 0 Duties: Little League Baseball. Board member in charge of the leagues teen umpire program.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-10 |
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