Kelly Mcnamara Brown

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2017-09-25

MT RA
APPROVED

Since 2017-09-25

Branch Locations

1450 Twin Lakes Avenue Suite 202, Bozeman, MT 59718 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691	Bozeman	MT	01/2006	09/2017
Bank Of America, Na	Bozeman	MT	12/2009	09/2017
Wells Fargo Advisors Financial Network, Llc	Bozeman	MT	09/2017	Present

01/2006 → 09/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691

Bozeman, MT
12/2009 → 09/2017

Bank Of America, Na

Bozeman, MT
09/2017 → Present

Wells Fargo Advisors Financial Network, Llc

Bozeman, MT

Previous Registrations

2006-01-13 → 2017-09-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bozeman, MT

Annapolis, MD
2001-12-19 → 2006-02-01

Citigroup Global Markets Inc.

Baltimore, MD

Baltimore, MD

Other Businesses

SPC BIG SKY LLC, INV RELATED, BELGRADE, MT, 100% OWNERSHIP WITH SPOUSE, START 10/7/2019, 1 HOUR PER MONTH, ZERO DURING TRADING, HOLDS RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, BIG SKY, MT, 100% OWNERSHIP WITH SPOUSE, START 2/1/2020, 1 HOUR PER MONTH, ZERO DURING TRADING, COORDINATE WITH PROPERTY MANAGMENT COMPANY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-06-03
S63	Uniform Securities Agent State Law Examination	1996-03-26

S65 Uniform Investment Adviser Law Examination

1996-06-03
S63 Uniform Securities Agent State Law Examination

1996-03-26

Other Names

Kelly Lee Mcnamara Brown
Kellylee Mcnamara
Kellylee Mcnamara Brown
Kelly Lee Mcnamara Brown

View on SEC IAPD