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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-06-25 |
| TX | RA | APPROVED | 2018-06-22 |
Branch Locations
4393 Commons Dr E Ste 201, Destin, FL 32541 • United States
Niceville, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | Mimamar Beach | FL | 10/2009 | 08/2018 |
| Ameriprise Financial Services, Inc. | Destin | FL | 08/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Destin | FL | 03/2020 | Present |
Business Ownership; EC Consulting LLC; MMBR Annual Report with State of FL and Local Business Use Tax annual renewals; EC Consulting LLC is used for payroll purposes only since I am a contractor with Ameriprise (formerly IPI); 205 Galway DriveNiceville, FL 32578, ,; Not Investment-Related; 01/01/2015; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-02-15 |
| S65 | Uniform Investment Adviser Law Examination | 1994-10-21 |
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