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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-06-25
TX RA APPROVED 2018-06-22
  • FL RA
    APPROVED
    Since 2018-06-25
  • TX RA
    APPROVED
    Since 2018-06-22

Branch Locations

4393 Commons Dr E Ste 201, Destin, FL 32541 • United States

Niceville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals, Inc. Mimamar Beach FL 10/2009 08/2018
Ameriprise Financial Services, Inc. Destin FL 08/2018 03/2020
Ameriprise Financial Services, Llc Destin FL 03/2020 Present
  • 10/2009 → 08/2018
    Investment Professionals, Inc.
    Mimamar Beach, FL
  • 08/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Destin, FL
  • 03/2020 → Present
    Destin, FL
Previous Registrations
  • 2009-12-09 → 2018-09-24
    Investment Professionals, Inc.
    San Antonio, TX
    Destin, FL
    Little Rock, AR
    San Antonio, TX
  • 2003-08-12 → 2009-10-29
    Fort Walton Beach, FL
    Fort Walton Beach, FL
  • 2002-03-19 → 2003-07-30
    Banc One Securities Corporation
    Dayton, OH
Other Businesses

Business Ownership; EC Consulting LLC; MMBR Annual Report with State of FL and Local Business Use Tax annual renewals; EC Consulting LLC is used for payroll purposes only since I am a contractor with Ameriprise (formerly IPI); 205 Galway DriveNiceville, FL 32578, ,; Not Investment-Related; 01/01/2015; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-02-15
S65 Uniform Investment Adviser Law Examination 1994-10-21
  • S63 Uniform Securities Agent State Law Examination
    2002-02-15
  • S65 Uniform Investment Adviser Law Examination
    1994-10-21

View on SEC IAPD

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