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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-01-16 |
| AZ | RA | APPROVED | 2020-01-02 |
| MT | RA | APPROVED | 2020-01-02 |
| VT | RA | APPROVED | 2020-01-02 |
| AK | RA | APPROVED | 2019-12-26 |
| AR | RA | APPROVED | 2019-12-26 |
| CO | RA | APPROVED | 2019-12-26 |
| HI | RA | APPROVED | 2019-12-26 |
| IL | RA | APPROVED | 2019-12-26 |
| KY | RA | APPROVED | 2019-12-26 |
| ME | RA | APPROVED | 2019-12-26 |
| MD | RA | APPROVED | 2019-12-26 |
| MI | RA | APPROVED | 2019-12-26 |
| MO | RA | APPROVED | 2019-12-26 |
| NH | RA | APPROVED | 2019-12-26 |
| RI | RA | APPROVED | 2019-12-26 |
| SC | RA | APPROVED | 2019-12-26 |
| TX | RA | APPROVED | 2019-12-26 |
| VA | RA | APPROVED | 2019-12-26 |
| WA | RA | APPROVED | 2019-12-26 |
| WI | RA | APPROVED | 2019-12-26 |
| MA | RA | APPROVED | 2019-11-27 |
| FL | RA | APPROVED | 2019-07-02 |
| PA | RA | APPROVED | 2019-07-01 |
| DC | RA | APPROVED | 2011-07-11 |
| OH | RA | APPROVED | 2011-06-02 |
| CA | RA | APPROVED | 2010-12-09 |
| CT | RA | APPROVED | 2010-12-09 |
| NJ | RA | APPROVED | 2010-12-09 |
| NC | RA | APPROVED | 2010-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | New Haven | CT | 12/2010 | Present |
1) Community Foundation for Greater New Haven Professional Advisors Council; non-profit; 70 Audubon, New Haven, CT 06511; Start date 12/03/2019; Member of Professional Advisors Council; Providing advice to the organization pertaining to non-profit community agencies and development strategies; 2hr/month; Investment-related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-09 |
| S65 | Uniform Investment Adviser Law Examination | 1991-11-07 |
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