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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-22
TX RA APPROVED_RES 2019-01-02
  • NY RA
    APPROVED
    Since 2021-04-22
  • TX RA
    APPROVED_RES
    Since 2019-01-02

Branch Locations

677 Broadway, Albany, NY 12207-2985 • United States

1250 Pittsford Victor Rd - Bldg 200 Suite 190, Pittsford, NY 14534-9500 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Albany NY 11/2008 Present
Charles Schwab Bank, Ssb Albany NY 11/2008 Present
Previous Registrations
Other Businesses

Start Date 10-12-20| Sames Media Group | Voice Over Actor | Clfton Park, NY | Hours/Month = Less than 20 | I would do voice over's for radio advertising commercials produced by Sames Media Group

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-03
S63 Uniform Securities Agent State Law Examination 1992-01-21
  • S65 Uniform Investment Adviser Law Examination
    1994-12-03
  • S63 Uniform Securities Agent State Law Examination
    1992-01-21

View on SEC IAPD

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