Evan Barry Gray

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 08/2017
  American United Life
  Boston, MA
• 02/2014 → 08/2017
  Oneamerica Securities
  Boston, MA
• 08/2017 → 04/2022
  Minnesota Life Insurance Co
  St. Paul, MN
• 10/2017 → 04/2022
  Securian Financial Services Inc
  St. Paul, MN
• 09/2017 → 10/2017
  Securian Financial Services Inc
  St. Paul, MN
• 04/2022 → 07/2025
  Ascensus
  Dresher, PA
• 08/2025 → 05/2026
  Global Retirement Partners, Llc
  San Rafael, CA
• 09/2025 → Present
  Lpl Financial Llc
  Sherman Oaks, CA

Other Businesses

1. 09/2025- RWM FINANCIAL GROUP- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 09/01/2025 2. 09/2025- DYNAMIC HEALTH INSTITUTE- Business Owner- Non Inv Rel- Sherman Oaks, CA 91423- 5 Hrs Per Mnth- Start Date 06/30/2023 3. 09/2025- ROSSITER WEALTH MANAGEMENT- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 09/01/2025 4. 09/2025- IT'S A GRAY AREA INC- Business Entity For Tax/Investment Purposes Only- Non Inv Rel- Sherman Oaks, CA 91423- Start Date 01/02/2022

Exams

• S66 Uniform Combined State Law Examination
  2026-03-04
• S63 Uniform Securities Agent State Law Examination
  1992-08-21

Other Names

• Evan B Gray
• Evan Gray