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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-03-20 |
| IL | RA | APPROVED | 2014-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | Robinson | IL | 04/1999 | Present |
| First Robinson Savings Bank | Robinson | IL | 04/1999 | Present |
| Cetera Investment Advisers Llc | Robinson | IL | 01/2014 | Present |
1) CITY OF ROBINSON POLICE & FIRE. COMMITTEE FOR POLICYMAKING, HIRING & DISCIPLINARY. 2) BOARD MEMBER AT ROBINSON PARKS FOUNDATION, DOES NOT MAKE INVESTMENT DECISIONS, DOES NOT RECOMMEND SECURITIES TRANSACTIONS, DOES NOT PLACE OR HANDLE SECURITIES TRANSACTIONS, 1/HR/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-10 |
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