Vincent Dipaola

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1997 → Present
  Dipaola
  Bridgewater, NJ
• 07/2013 → 05/2019
  Jp Morgan Securities Llc
  Cranford, NJ
• 05/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ
• 07/2019 → Present
  Bank Of America, N.A.
  Florham Park, NJ

Previous Registrations

• 2013-07-25 → 2019-05-16
  J.P. Morgan Securities Llc
  Somerset, NJ
  Cranford, NJ
• 2010-08-23 → 2013-07-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bridgewater, NJ
• 2009-05-13 → 2010-08-23
  Creative Financial Designs, Inc.
  Bridgewater, NJ
  Kokomo, IN
• 2005-12-21 → 2009-05-04
  Pnc Wealth Management Llc
  Manville, NJ
  Bridgewater, NJ
  Somerville, NJ
  Branchburg, NJ
  Bridgewater, NJ
  Raritan, NJ
  Martinsville, NJ
  Bridgewater, NJ
  Green Brook, NJ
• 2005-09-16 → 2005-12-19
  Waddell & Reed
  Morristown, NJ

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: DIPAOLA'S POSITION: OWNER START DATE: 06/1997 ADDRESS: 41 Bridgewater New Jersey DETAILS: CHEF/OWNER CONSULTING TO FOOD SERVICE. HOURS DEDICATED (per month unless otherwise indicated): 16 HOURS PER MONTH HOURS DURING TRADING: 0 INVESTMENT RELATED: NO

Exams

• S66 Uniform Combined State Law Examination
  2005-09-14

Other Names

• Vincent Gerard Dipaola