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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1992-01-30
  • TX RA
    APPROVED
    Since 1992-01-30

Branch Locations

203 W Davis St, Mckinney, TX 75069-4435 • United States

202 S Parvin St, Prosper, TX 75078 • United States

Prosper, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Prosper TX 10/1991 Present
Other Businesses

Business Ownership; Pittman Family RE, LLC; Own and manage real estate; I will run my planning practice from this new site; 202 South Parvin St, , Prosper, TX, 75078; Investment-Related; 03/15/2023; 60 hours per month; 60 during trading hours / Pittman Financial Planning, LLC; Owner; Financial Advice; 202 South Parvin St, , Prosper, TX, 75078; Investment-Related; 05/30/2016; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-01-27
  • S63 Uniform Securities Agent State Law Examination
    1992-01-27

View on SEC IAPD

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