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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-11-30
TX RA APPROVED_RES 2004-05-26
  • FL RA
    APPROVED
    Since 2018-11-30
  • TX RA
    APPROVED_RES
    Since 2004-05-26

Branch Locations

3825 Pga Blvd 8Th And 9Th Floor, Palm Beach Gardens, FL 33410 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Palm Beach Gardens FL 10/2010 Present
J.P. Morgan Securities Llc Palm Beach Gardens FL 10/2008 Present
  • 10/2010 → Present
    Jpmorgan Chase Bank, N.A.
    Palm Beach Gardens, FL
  • 10/2008 → Present
    Palm Beach Gardens, FL
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-28
S65 Uniform Investment Adviser Law Examination 1993-08-11
S63 Uniform Securities Agent State Law Examination 1991-12-12
  • S66 Uniform Combined State Law Examination
    2018-11-28
  • S65 Uniform Investment Adviser Law Examination
    1993-08-11
  • S63 Uniform Securities Agent State Law Examination
    1991-12-12
Other Names
  • Ethan King Emma

View on SEC IAPD

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