Daniel Warren

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-12-19

TX RA
APPROVED_RES

Since 2017-12-19

Branch Locations

Rehoboth, MA • United States

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc	Boston	MA	03/2008	11/2017
Morgan Stanley Smith Barney	Boston	MA	06/2009	11/2017
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	11/2017
Jpmorgan Chase Bank, N.A.	Boston	MA	11/2017	Present
Jpmorgan Securities, Llc.	Boston	MA	11/2017	Present

03/2008 → 11/2017

Citigroup Global Markets Inc

Boston, MA
06/2009 → 11/2017

Morgan Stanley Smith Barney

Boston, MA
01/2015 → 11/2017

Morgan Stanley Private Bank, National Association

New York, NY
11/2017 → Present

Jpmorgan Chase Bank, N.A.

Boston, MA
11/2017 → Present

Jpmorgan Securities, Llc.

Boston, MA

Previous Registrations

2008-01-16 → 2008-04-09

J.P. Morgan Securities Llc

Boston, MA

Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-22

S66 Uniform Combined State Law Examination

2006-09-22

Other Names

Daniel Redman Warren

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