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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-22 |
| CA | RA | APPROVED | 2025-12-19 |
Branch Locations
2750 Gateway Oaks Dr Ste 340, Sacramento, CA 95833-3658 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance | Roseville | CA | 01/2020 | 12/2025 |
| Mml Investors Services, Llc | Roseville | CA | 02/2020 | 12/2025 |
| Clavis | Mill Valley | CA | 10/2016 | 12/2019 |
| Bloomberg Lp | San Francisco | CA | 05/2011 | 09/2016 |
| Ameriprise Financial Services, Llc | Sacramento | CA | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-02 |
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