Leslie Jean Hale

Current Employers

Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2014-06-17

AR RA
APPROVED

Since 2014-06-17

Branch Locations

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Fort Smith, AR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Calton & Associates, Inc.	Tampa	FL	06/2014	Present

06/2014 → Present

Calton & Associates, Inc.

Tampa, FL

Previous Registrations

2008-07-01 → 2014-06-19

Ridgeway Conger Advisory Services

Fort Smith, AR

New Woodstock, NY

Fort Smith, AR
2008-01-30 → 2008-07-11

First Independent Advisory Services, Inc.

Tulsa, OK
2005-08-24 → 2006-03-27

Intl Advisory Consultants Inc.

Fort Smith, AR
2005-03-11 → 2005-08-16

Intl Advisory Consultants Inc.

Birmingham, AL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-05-17
S63	Uniform Securities Agent State Law Examination	1993-06-22

S65 Uniform Investment Adviser Law Examination

2004-05-17
S63 Uniform Securities Agent State Law Examination

1993-06-22

Other Names

Leslie Jean Morse
Leslie Jean White

View on SEC IAPD

Current Employers

Calton & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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