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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-10-06 |
| TX | RA | APPROVED_RES | 2021-10-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Alma | MI | 03/2008 | 10/2021 |
| Lpl Financial, Llc | Alma | MI | 10/2021 | Present |
1. 10/4/2021 - DLP Financial Partners LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/2021. 2. 12/28/2021 - 200 W. Center LLC - Investment Related - 200 W. Center Street, Alma, MI, 48801 - Real Estate Rental - Partner - Started 08/02/2021 - 2 Hours Per Month/0 Hours During Securities Trading - A 50% partner in a LLC that will own the building property, renovating for new office.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-22 |
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