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William Graham Ellenberg

Raymond James & Associates, Inc.

Greenwood, SC

Greenville, SC

CRD 5011914

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-02-04
  • SC RA
    APPROVED
    Since 2022-02-04

Branch Locations

1319 Montague Avenue Extension, Greenwood, SC 29649 • United States

101 Falls Park Drive Suite 600, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Greenwood SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Greenwood SC 11/2016 02/2022
Raymond James & Associates, Inc Greenwood SC 02/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-27
  • S66 Uniform Combined State Law Examination
    2005-10-27
Designations
  • Certified Financial Planner

View on SEC IAPD

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