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William Graham Ellenberg

Raymond James & Associates, Inc.

Greenwood, SC

Greenville, SC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-02-04
  • SC RA
    APPROVED
    Since 2022-02-04

Branch Locations

1319 Montague Avenue Extension, Greenwood, SC 29649 • United States

101 Falls Park Drive Suite 600, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Greenwood SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Greenwood SC 11/2016 02/2022
Raymond James & Associates, Inc Greenwood SC 02/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-27
  • S66 Uniform Combined State Law Examination
    2005-10-27
Designations

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
OSAIC WEALTH, INC.
EQUITABLE ADVISORS, LLC
WELLS FARGO CLEARING SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
GREENWOOD CAPITAL ASSOCIATES, LLC
COLORADO FINANCIAL SERVICE CORPORATION

Other Investors

BRIAN HAMPTON SCHOCH
Dustin William Wood
Richard Clements Hellman
Bradley K Hinzman
MASON CARVER
ZACHARY DAVID KIRKWOOD
MICHAEL TREY PURDON
NATHAN SCOTT SANDERS

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · GREENWOOD, SC
EDWARD JONES · GREENWOOD, SC
EDWARD JONES · GREENWOOD, SC
OSAIC WEALTH, INC. · GREENWOOD, SC
EQUITABLE ADVISORS, LLC · GREENWOOD, SC
WELLS FARGO CLEARING SERVICES, LLC · GREENWOOD, SC
CETERA INVESTMENT ADVISERS LLC · Greenwood, SC
GREENWOOD CAPITAL ASSOCIATES, LLC · GREENWOOD, SC

More in Greenwood, SC

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