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Bradley Lewis Peterson

Osaic Institutions, Inc.

Indiana, PA

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-28
PA RA APPROVED 2014-02-20
  • TX RA
    APPROVED_RES
    Since 2016-11-28
  • PA RA
    APPROVED
    Since 2014-02-20

Branch Locations

949 Philadelphia St, Indiana, PA 15701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 02/2014 Present
  • 02/2014 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2012-06-19 → 2014-02-20
    Grove Point Investments, Llc
    Indiana, PA
  • 2010-06-07 → 2012-06-13
    Essex National Securities, Llc
    Homer City, PA
    Indiana, PA
    Indiana, PA
    Indiana, PA
    Blairsville, PA
    Homer City, PA
    Napa, CA
    Indiana, PA
  • 2004-02-04 → 2010-06-02
    Uvest Financial Services Group, Inc.
    Blairsville, PA
    Homer City, PA
    Indiana, PA
    Indiana, PA
    Plumville, PA
    Indiana, PA
    Indiana, PA
    Indiana, PA
  • 2007-04-30 → 2009-12-03
    Indiana, PA
    Fort Mill, SC
Other Businesses

(1)GREEK CATHOLIC UNION,FRATERNAL INSURANC ORGANIZATION OFFERING LIFE INSURANCE AND ANNUITIES TO ITS MEMBERS,INVESTMENT RELATED,APPOINTED LICENSED AGENT,5 HOURS DURING THE MONTH,5 HOURS DURING MARKET HOURS,SALE OF FIXED INSURANCE AND ANNUITY PRODUCTS. (2)NATIONAL SLOVAK SOCIETY,FRATERNAL INSURANCE ORGANIZATION OFFERING LIFE INSURANCE AND ANNUITIES TO ITS MEMBERS,APPOINTED LICENSED AGENT,5 HOURS PER MONTH,5 HOURS DURING MARKET HOURS,SALE OF FIXED INSURANCE AND ANNUITY PRODUCTIONS, (3)JRG ADVISORS,LLC,INVESTMENT RELATED,COMPANY HEALTH INSURANCE FOR THE BANK, OLD BUSINESS ONLY, NO NEW BUSINESS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-22
S63 Uniform Securities Agent State Law Examination 1992-01-06
  • S66 Uniform Combined State Law Examination
    2003-09-22
  • S63 Uniform Securities Agent State Law Examination
    1992-01-06
Other Names
  • Bradley L Peterson

View on SEC IAPD

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