Robert Charles Batick

Current Employers

Employment History

• 06/2011 → 05/2021
  Westport Capital Markets, Llc
  Guilford, CT
• 06/2011 → Present
  Whitfield Management, Llc
  Guilford, CT
• 06/2011 → Present
  Whitfield Retirement Services, Llc
  Guilford, CT
• 05/2021 → 12/2022
  Securities America, Inc
  Guilford, CT
• 05/2021 → Present
  The Patriot Financial Group, Llc
  Guilford, CT
• 05/2021 → Present
  Riverside Retirement Advisors
  Guilford, CT
• 12/2022 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 01/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-06-17 → 2021-06-09
  Westport Capital Markets, Llc
  Guilford, CT
  Westport, CT
  Guilford, CT
  Westport, CT
• 2005-03-07 → 2011-06-28
  Rbc Capital Markets, Llc
  New Haven, CT
  Hartford, CT
  New Haven, CT
  New Haven , CT
• 2000-09-06 → 2005-03-31
  Citigroup Global Markets Inc.
  New Haven, CT

Other Businesses

1) PATRIOT FINANCIAL GROUP; GUILFORD, CT ; INVESTMENT RELATED; INVESTMENT ADVISORY SERVICES; FINANCIAL ADVISOR; SINCE 05/2021; 160 HOURS/MO 2) RIVERSIDE RETIREMENT ADVISORS; GUILFORD, CT; INVESTMENT RELATED; DBA FOR INVESTMENT ADVISORY SERVICES; FINANCIAL ADVISOR; SINCE 05/2021; 160 HOURS/MO 3) WHITFIELD RETIREMENT SERVICES, LLC GUILFORD, CT; INVESTMENT RELATED; DBA FOR INVESTMENT ADVISORY SERVICES; FINANCIAL ADVISOR; SINCE 06/2011; 160 HOURS/MO 4) DGB, LLC; GUILFORD, CT; NON -INVESTMENT RELATED; LLC ESTABLISHED FOR POTENTIAL FUTURE OPPORTUNITIES; OWNER/INACTIVE ENTITY; SINCE 05/2006; 1 HOURS/MO

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-20
• S63 Uniform Securities Agent State Law Examination
  1992-03-18

Other Names

• Bob Batick