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Kurt Jerome Bakken

Rbc Capital Markets, LLC

Edina, MN

Shoreview, MN

Rochester, MN

Rochester, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2023-11-15
TX RA APPROVED_RES 2021-01-21
MN RA APPROVED 2021-01-19
  • ND RA
    APPROVED
    Since 2023-11-15
  • TX RA
    APPROVED_RES
    Since 2021-01-21
  • MN RA
    APPROVED
    Since 2021-01-19

Branch Locations

7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States

520 West Highway 96 Suite 100, Shoreview, MN 55126-1904 • United States

2064 Superior Dr. Nw, Rochester, MN 55901-5024 • United States

Rochester, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rochester MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Rochester MN 11/2016 01/2021
Rbc Capital Markets, Llc Rochester MN 01/2021 Present
Previous Registrations
  • 2011-01-03 → 2021-01-21
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Wayzata, MN
  • 2006-03-07 → 2011-01-03
    Wells Fargo Investments, Llc
    Rochester, MN
    Rochester, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-23
S63 Uniform Securities Agent State Law Examination 1992-01-03
  • S66 Uniform Combined State Law Examination
    2006-02-23
  • S63 Uniform Securities Agent State Law Examination
    1992-01-03

View on SEC IAPD

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