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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-30 |
| NJ | RA | APPROVED | 2009-10-09 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Springfield, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Parsippany | NJ | 10/2009 | Present |
| City National Bank | Florham Park | NJ | 11/2017 | Present |
(1) NAME OF ENTITY: Springfield Township NJ ADDRESS: 100 Mountain Avenue, Springfield, NJ 07081 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Township Committee CAPACITY: Independent Contractor/Consultant START DATE: 03/19/2024 DUTIES: Part of a 5 person team to work with the Township Committee on how to adjust budget spending to avoid property tax increases. HOURS DEVOTED PER MONTH: 3 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1 (2) NAME OF ENTITY: Colmaur Enterprises ADDRESS: 368 Essex Street Millburn New Jersey 07041 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Nov 07, 2025 CAPACITY: Officer DUTIES: My sister and I will be joint officers as the result of our fathers passing for the express purpose for liquidating the real estate holding company and selling the building. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-03 |
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