Jeffrey Michael Pennell

Invesco Advisers, Inc.

Downers Grove, IL

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Current Employers

Invesco Advisers, Inc.

1331 Spring Street Nw Suite 2500, Atlanta, GA 30309 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-08-19

TX RA
APPROVED

Since 2010-08-19

Branch Locations

3500 Lacey Road Ste. 700, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Invesco Distributors, Inc.	Downers Grove	IL	08/2010	Present

08/2010 → Present

Invesco Distributors, Inc.

Downers Grove, IL

Previous Registrations

2008-10-30 → 2010-08-09

Ameriprise Financial Services, Llc

Houston, TX
2005-07-27 → 2008-06-19

Invesco Aim Private Asset Management, Inc.

Houston, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-07-26
S63	Uniform Securities Agent State Law Examination	1993-08-17

S65 Uniform Investment Adviser Law Examination

2005-07-26
S63 Uniform Securities Agent State Law Examination

1993-08-17

Other Names

Jeff Pennell

View on SEC IAPD

Other Firms

JMG FINANCIAL GROUP LTD

ARBOR FINANCIAL SERVICES, LLC

CAPSTONE FINANCIAL ADVISORS INC

FELDMAN, INGARDONA & CO

CLEMENT STREET CAPITAL LLC

EAGLE STRATEGIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

OSCAR HERNON CANTU

MELISSA ASHBEY WALSH

Brian Christopher VanBuren

Jonathan W Jamieson

Erik Jonathan Faust

Michael Thomas Bellah

Other Offices

JMG FINANCIAL GROUP LTD · DOWNERS GROVE, IL

ARBOR FINANCIAL SERVICES, LLC · DOWNERS GROVE, IL

CAPSTONE FINANCIAL ADVISORS INC · DOWNERS GROVE, IL

FELDMAN, INGARDONA & CO · DOWNERS GROVE, IL

CLEMENT STREET CAPITAL LLC · DOWNERS GROVE, IL

EAGLE STRATEGIES LLC · DOWNERS GROVE, IL

AMERIPRISE FINANCIAL SERVICES, LLC · DOWNERS GROVE, IL

EDWARD JONES · DOWNERS GROVE, IL

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