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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
445 Broadhollow Road Suite 405, Melville, NY 11747 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Melville | NY | 07/2023 | 11/2024 |
| Brewer Attorneys & Counselors | New York | NY | 08/2005 | 04/2021 |
| Unemployed | Glen Cove | NY | 04/2021 | 08/2021 |
| Daniel Gale Sotheby's International Realty | Sea Cliff | NY | 08/2021 | 07/2023 |
| The Prudential Insurance Company Of America | Melville | NY | 01/2024 | Present |
| Lpl Enterprise, Llc | Melville | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-16 |
| S65 | Uniform Investment Adviser Law Examination | 1994-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-30 |
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