Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-01-11 |
| TX | RA | APPROVED_RES | 2009-01-06 |
| WI | RA | APPROVED | 2008-12-05 |
Branch Locations
N19 W24400 Riverwood Dr, Waukesha, WI 53188 • United States
Ft Myers, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Waukesha | WI | 12/2008 | Present |
| Bank Of America, N.A. | Waukesha | WI | 07/2011 | Present |
I*7612For profit or not for profit: Name of outside business organization: K and M S Investment related: Address of business:Ft Myers, Florida 33916Nature of business: ,Position, title, association: , Start date of relationship: 2/1/2019Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 1Duties: I*5158268, Entity Type: , Name of OBA: J S, Address: Ft Myers, Florida, 33916, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 08/04/2026, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*5158269, Entity Type: , Name of OBA: MLPF& S CUST FPO J A S RRA FBO J A S, Address: Ft Myers, Florida, 33916, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 08/04/2026, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-09 |
Reach out to this advisor