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Daniel Hale Sears

Morgan Stanley

Middleton, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

35 Village Road Suite 601, Middleton, MA 01949 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Middleton MA 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Middleton, MA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2009-04-23 → 2009-06-01
    Morgan Stanley & Co. Llc
    Manchester By The Sea, MA
Other Businesses

(1) 371410 - Family Trust / Investment Related / Trust / Co-Trustee / Start 03-February-2017 / During business hours: 0 / After business hours: 0.5

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-07
S63 Uniform Securities Agent State Law Examination 1992-03-09
  • S65 Uniform Investment Adviser Law Examination
    1993-12-07
  • S63 Uniform Securities Agent State Law Examination
    1992-03-09

View on SEC IAPD

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Other Offices

VITALE & CAPUTO WEALTH MANAGEMENT LLC · MIDDLETON, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Middleton, MA
PARK AVENUE SECURITIES LLC · MIDDLETON, MA
MWA ASSET MANAGEMENT · DANVERS, MA
HEALTHVIEW ASSET MANAGEMENT, INC. · Danvers, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Danvers, MA
GUARDIAN WEALTH ADVISORS, LLC · DANVERS, MA
STONEHEARTH CAPITAL MANAGEMENT · DANVERS, MA

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