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David Varela

Janney Montgomery Scott LLC

Boston, MA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2023-08-01
DE RA APPROVED 2023-06-02
NY RA APPROVED 2021-09-04
TX RA APPROVED 2018-12-24
MA RA APPROVED 2018-03-05
  • ME RA
    APPROVED
    Since 2023-08-01
  • DE RA
    APPROVED
    Since 2023-06-02
  • NY RA
    APPROVED
    Since 2021-09-04
  • TX RA
    APPROVED
    Since 2018-12-24
  • MA RA
    APPROVED
    Since 2018-03-05

Branch Locations

60 State Street Suite 1350, Boston, MA 02109-1803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Wellesley MA 01/2006 12/2017
Janney Montgomery Scott, Llc Boston MA 12/2017 01/2024
Janney Montgomery Scott Llc Boston MA 01/2024 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-02
S63 Uniform Securities Agent State Law Examination 1992-11-16
  • S65 Uniform Investment Adviser Law Examination
    2018-03-02
  • S63 Uniform Securities Agent State Law Examination
    1992-11-16

View on SEC IAPD

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COHERE CAPITAL · BOSTON, MA
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GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
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