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Patrick William Mackey

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bradenton, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-02-23
TX RA APPROVED_RES 2014-09-26
FL RA APPROVED 2009-12-08
  • CT RA
    APPROVED
    Since 2021-02-23
  • TX RA
    APPROVED_RES
    Since 2014-09-26
  • FL RA
    APPROVED
    Since 2009-12-08

Branch Locations

1401 Manatee Ave W, Bradenton, FL 34205 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) Bradenton FL 11/2009 Present
Bank Of America,Na Bradenton FL 12/2009 Present
  • 11/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
    Bradenton, FL
  • 12/2009 → Present
    Bank Of America,Na
    Bradenton, FL
Previous Registrations
  • 2009-06-01 → 2009-11-23
    Morgan Stanley
    Bradenton, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Bradenton, FL
  • 2004-09-20 → 2007-04-02
    Morgan Stanley Dw Inc.
    Bradenton, FL
    Bradenton, FL
  • 1993-07-31 → 2004-10-04
    Citigroup Global Markets Inc.
    Sarasota, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-29
S63 Uniform Securities Agent State Law Examination 1991-12-18
  • S65 Uniform Investment Adviser Law Examination
    1996-04-29
  • S63 Uniform Securities Agent State Law Examination
    1991-12-18

View on SEC IAPD

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