James Alexander Rie

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 02/2020
  Manning & Napier Advisors, Llc.
  Fairport, NY
• 11/2017 → 02/2020
  Manning & Napier Investor Services, Inc.
  Fairport, NY
• 04/2016 → 11/2017
  Unemployed
  Old Tappan, NJ
• 03/2020 → 10/2021
  Unemployed
  Old Tappan, NJ
• 10/2021 → 05/2022
  Valic Financial Advisors, Inc.
  Mount Laurel, NJ
• 05/2022 → Present
  Transamerica Life Insurance Company
  Old Tappan, NJ
• 05/2022 → Present
  Transamerica Investors Securities Corporation
  Old Tappen, NJ

Previous Registrations

• 2021-10-19 → 2022-05-19
  Valic Financial Advisors, Inc.
  Berkeley Heights, NJ

Exams

• S66 Uniform Combined State Law Examination
  2021-10-12
• S63 Uniform Securities Agent State Law Examination
  2005-06-17

Other Names

• James Rie
• Jake Rie
• James A Rie
• James Alexander Rie