Fernando Valente

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2004-05-28

NJ RA
APPROVED

Since 2004-05-28

Branch Locations

Basking Ridge, NJ • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Basking Ridge	NJ	05/2004	Present

05/2004 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Basking Ridge, NJ

Previous Registrations

2002-07-30 → 2004-05-25

Ws Griffith Securities, Inc.

Basking Ridge, NJ

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-06-10

S63 Uniform Securities Agent State Law Examination

1999-06-10

View on SEC IAPD