John Richard Ferullo

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1990 → Present
  Nationwide Insurance
  West Chester, PA
• 10/1991 → 01/2020
  Nationwide Advisory Services, Inc.
  West Chester, PA
• 08/2008 → 01/2020
  Nationwide Securities, Inc.
  Philadelphia, PA
• 01/2020 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2008-08-01 → 2019-12-31
  Nationwide Securities, Llc
  West Chester, PA
  Philadelphia, PA
  West Chester, PA
• 2006-05-19 → 2008-08-01
  1717 Capital Management Company
  West Chester, PA

Other Businesses

- OFFICER OF S&G MANAGEMENT, LLC SINCE 9/1/2002. LLC SET UP TO COLLECT RENTS FOR REAL ESTATE. LOCATION: 1587 MCDANIEL DRIVE, WEST CHESTER, PA 19380. SPEND 0 HOURS DURING TRADING HOURS. NOT INVESTMENT RELATED. - APPOINTED TO SELL FIXED INSURANCE PRODUCTS THROUGH FERULLO INSURANCE BROKERS LLC SINCE 1/1/2012. LOCATION: 1587 MCDANIEL DRIVE, WEST CHESTER, PA 19380. SPEND 40 HOURS/MONTH ON THIS ACTIVITY WITH 2 HOURS DURING TRADING HOURS. NOT INVESTMENT RELATED. LINES OF AUTHORITY LIFE AND FIXED ANNUITIES, ACCIDENT AND HEALTH, PROPERTY AND ALLIED LINES, CASUALTY AND ALLIED LINES, VARIABLE LIFE/VA. 1587 MCDANIEL DRIVE LLC POSITION: Managing Member NATURE: This LLC owns my office building in West Chester Pa. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 1587 McDaniel Drive, west chester PA 19380, United States DESCRIPTION: Managing Member FERULLO INSURANCE AGENCIES LLC POSITION: Agency Principal NATURE: Insurance and fixed financial product sales. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 7 START DATE: 07/01/1990 ADDRESS: 1587 McDaniel Drive, West Chester PA 19380, United States DESCRIPTION: I am the agency principal at Ferullo Insurance Agencies LLC. I manage, sell and oversee the business. FERULLO FINANCIAL GROUP LLC POSITION: Register rep NATURE: Sales and Service of Financial Products INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 2 START DATE: 08/19/2019 ADDRESS: 1587 McDaniel Drive, West Chester PA 19380, United States DESCRIPTION: Sales and service of registered financial products, life Insurance, annuities , health and small group benefits. FERULLO INVESTMENTS LLC Is Investment Related, Forming an account for future Investments, Managing Member, 2023-12-01, 1 hours per month, 0 hours per month during trading hours, No Compensation Compensation, I am forming an LLC to invest in the future in real estate or other start up companies. INVESTMENT CLUB 3 - THE UNION LEAGUE OF PHILADELPHIA Is Investment Related, Investment Club, Member, 2023-11-01, 1 hours per month, 0 hours per month during trading hours, No Compensation Compensation, "I am a member of the Union League of Philadelphia. They offer different clubs as part of social gathering etc. The investment club has 25 members. I will not be providing any investment advise, I will not receive any type of compensation."

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-01-09
• S63 Uniform Securities Agent State Law Examination
  1992-05-04