Best Investors Account Sign in
Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2011-02-15
  • IN RA
    APPROVED
    Since 2011-02-15

Branch Locations

325 N. Main Street, Kokomo, IN 46901 • United States

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ausdal Financial Partners, Inc Davenport IA 02/2011 Present
Previous Registrations
  • 2010-03-02 → 2011-03-03
    Kokomo, IN
  • 2007-02-22 → 2010-03-09
    Gunnallen Financial, Inc
    Kokomo, IN
    Tampa, FL
  • 2005-02-25 → 2007-02-21
    Questar Asset Management, Inc.
    Kokomo, IN
  • 2005-01-26 → 2005-12-31
    Questar Capital Corporation
    Kokomo, IN
    Chesterton, IN
    Indianapolis, IN
  • 2003-02-04 → 2003-11-04
    Planned Investment Co., Inc.
    Kokomo, IN
Other Businesses

1) FREEDOM FINANCIAL GROUP, INC., KOKOMO, IN; DBA OWNER; BEGAN 10/07/03; APPROX 5 - 10 HOURS PER MONTH; 5 - 10 HOURS DURING TRADING HOURS; OFFER EQUITY INDEXED ANNUITEIS FOR LESS THAN 1 HR/MONTH; INVESTMENT RELATED; FINANCIAL ADVICE FOR PERSONS AND BUSINESS; COMPENSATION BY COMMISSION. 2) HAITIAN ENVIRONMENTAL SUPPORT PROGRAM; KOKOMO, IN; DIRECTOR; BEGAN 1/1/1997; APPROX 5 - 10 HOURS PER MONTH; 5 - 10 HOURS DURING TRADING HOURS; NOT INVESTMENT RELATED; PROGRAM AND BUDGET OVERSIGHT SIGNATURE ON CHECKING DUAL ACCOUNT; COMPENSATION BY SALARY. 3) INDEPENDENT INSURANCE AGENT; KOKOMO, IN; INSURANCE SALES; AGENT; 5 - 10 HOURS PER MONTH; 5 - 10 HOURS DURING TRADING HOURS; NOT INVESTMENT RELATED; INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES; COMPENSATION BY COMMISSION. 4) KHS 1971 SIGNATOR; KOKOMO, IN; BEGAN 05/01/1998; 0 HOURS PER MONTH; NOT INVESTMENT RELATED; SIGNATOR OF ACCOUNTS. 5) PRESIDENT, CONVENTION AND VISITOR'S BUREAU, STATE OF INDIANA KOKOMO/HOWARD COUNTY; KOKOMO, IN; TOURISM; OFFICER/DIRECTOR; BEGAN 01/15/2014; APPROX 4 HOURS PER MONTH; 2 HOURS DURING TRADING HOURS; NOT INVESTMENT RELATED; PRESIDENT OF THE BOARD OF DIRECTORS, SET POLICY AND ESTABLISH, IMPLEMENT AND MONITOR A BUDGET OF HOTEL TAX REVENUE OF $500,000; NO COMPENSATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-19
S63 Uniform Securities Agent State Law Examination 1991-11-06
  • S65 Uniform Investment Adviser Law Examination
    1998-05-19
  • S63 Uniform Securities Agent State Law Examination
    1991-11-06

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Kokomo, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor