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Michael Joseph Rood

Rca Wealth Strategies LLC

Overland Park, KS

CRD 2191065

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Employer firm

Rca Wealth Strategies LLC CRD 315915

$64.1M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • 401K INVESTMENT MANAGEMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Rca Wealth Strategies Llc

11011 King Street Suite 150, Overland Park, KS 66210 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-01-10
LA RA APPROVED 2024-03-25
CA RA APPROVED 2023-05-22
TX RA APPROVED_RES 2021-11-04
MO RA APPROVED 2021-11-01
NE RA APPROVED 2021-10-28
KS RA APPROVED 2021-10-27
  • AL RA
    APPROVED
    Since 2025-01-10
  • LA RA
    APPROVED
    Since 2024-03-25
  • CA RA
    APPROVED
    Since 2023-05-22
  • TX RA
    APPROVED_RES
    Since 2021-11-04
  • MO RA
    APPROVED
    Since 2021-11-01
  • NE RA
    APPROVED
    Since 2021-10-28
  • KS RA
    APPROVED
    Since 2021-10-27

Branch Locations

11011 King Street Suite 150, Overland Park, KS 66210 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritas Investment Corp Lincoln NE 02/2013 06/2019
Central Financial Services Overland Park KS 02/2013 06/2019
Rca Wealth Strategies Overland Park KS 02/2013 06/2019
Ameritas Life Insurance Corp Lincoln NE 01/2015 06/2019
21St Century Consulting Overland Park KS 07/2015 12/2018
Ifs Advisors Dba Insight Financial Services Overland Park KS 06/2019 10/2021
Securities Service Network Overland Park KS 06/2019 09/2020
Insight Insurance Partners Overland Park KS 06/2019 10/2021
Securities America, Inc. Overland Park KS 09/2020 11/2020
Rca Wealth Strategies Kansas City KS 10/2021 Present
  • 02/2013 → 06/2019
    Ameritas Investment Corp
    Lincoln, NE
  • 02/2013 → 06/2019
    Central Financial Services
    Overland Park, KS
  • 02/2013 → 06/2019
    Rca Wealth Strategies
    Overland Park, KS
  • 01/2015 → 06/2019
    Ameritas Life Insurance Corp
    Lincoln, NE
  • 07/2015 → 12/2018
    21St Century Consulting
    Overland Park, KS
  • 06/2019 → 10/2021
    Ifs Advisors Dba Insight Financial Services
    Overland Park, KS
  • 06/2019 → 09/2020
    Securities Service Network
    Overland Park, KS
  • 06/2019 → 10/2021
    Insight Insurance Partners
    Overland Park, KS
  • 09/2020 → 11/2020
    Securities America, Inc.
    Overland Park, KS
  • 10/2021 → Present
    Rca Wealth Strategies
    Kansas City, KS
Previous Registrations
  • 2019-06-03 → 2021-10-28
    Overland Park, KS
  • 2013-02-01 → 2019-06-28
    Ameritas Investment Company, Llc
    Lincoln, NE
    Overland Park, KS
    Lincoln, NE
    Lincoln, NE
  • 2002-08-30 → 2013-01-09
    New England Securities
    Overland Park, KS
    Overland Park, KS
    Overland Park, KS
Other Businesses

Michael J Rood is an independent licensed insurance agent. RCA Assurance Strategies, LLC; agent; Not Investment Related; 11011 King Street Ste 150 Overland Park KS 66210; Description: Insurance agency promoting life insurance and fixed annuities; Responsibilities: Implement life insurance and fixed annuities with clients; Start date: 2025-06-01; 8 Hours per month devoted to business during trading hours; 8 Hours per month devoted to business outside trading hours; 10 Percent of total yearly compensation expected to be derived from the business. Federal Benefits Information Center; Regional Educator; Not Investment Related; 9040 Town Center Parkway Lakewood Ranch FL 34202; Description: Marketing organization that specializes in educating federal employees on their benefits now and for retirement; Responsibilities: Meeting with federal employees and educating them on how to best use their benefits today and for retirement; Start date: 2025-06-01; 16 Hours per month devoted to business during trading hours; 16 Hours per month devoted to business outside trading hours; 10 Percent of total yearly compensation expected to be derived from the business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-25
S63 Uniform Securities Agent State Law Examination 1999-05-24
  • S66 Uniform Combined State Law Examination
    2002-04-25
  • S63 Uniform Securities Agent State Law Examination
    1999-05-24
Other Names
  • Mike Rood

View on SEC IAPD

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