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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2008-02-15 |
Branch Locations
1 Huntington Quadrangle Suite 2S12, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | Woodbury | NY | 12/2003 | 10/2025 |
| Park Avenue Securities | Woodbury | NY | 02/2004 | 10/2025 |
| Guardian Life Insurance Company Of America | Melvile | NY | 10/2025 | Present |
| Park Avenue Securities | Melville | NY | 10/2025 | Present |
1) Outside disability / life / medical insurance, Start: 08/27/1990, Address: 225 Broadhollow Road, Suite 115 Melville, NY 11747, 30 total hours per month, 15 during securities trading hours, Investment related, >10% annual compensation, 2. Professional Public Speaking-Speaking on insurance including disability insurance, life insurance, Start: 06/13/2017, Address: Various conferences, 1 total hours per month, 1 during securities trading hours, Not investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-26 |
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