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Current Employers
Gradient Securities, Llc

4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-07-12
ME RA APPROVED 2016-06-30
  • MA RA
    APPROVED
    Since 2016-07-12
  • ME RA
    APPROVED
    Since 2016-06-30

Branch Locations

4105 Lexington Avenue Suite 380, Arden Hills, MN 55126 • US

4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States

Bernardston, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Brady Associates Inc Bernardston MA 06/1979 Present
Gradient Securities Llc. Arden Hills MN 06/2016 Present
Previous Registrations
Other Businesses

1. BRADY ASSOCIATES INC; INVESTMENT RELATED; BERNARDSTON, MA; RENTALS, REAL ESTATE, CONSULTING AND ACCOUNTING ENTITY; OWNER; START 06/1979; 10 HOURS PER MONTH, 10 HOURS DURING SECURITIES TRADING HOURS; RESPONSIBLE FOR ALL ASPECTS OF RENTAL, SHOWING PROPERTY, MAINTENANCE, COLLECTING RENTS, CONSULTING ON AS NEEDED BASIS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-03
S63 Uniform Securities Agent State Law Examination 1992-01-28
  • S65 Uniform Investment Adviser Law Examination
    2009-09-03
  • S63 Uniform Securities Agent State Law Examination
    1992-01-28
Designations
Other Names
  • David W Brady

View on SEC IAPD

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