Anna Pipes Carlyle

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1996 → Present
  Broker Various Insurance Companies
  Dallas, TX
• 04/2003 → 09/2025
  Avantax Investment Services, Inc.
  Dallas, TX
• 11/2011 → Present
  American Institute Of Certified Public Accountants
  Dallas, TX
• 08/2014 → 09/2025
  Avantax Advisory Services
  Dallas, TX
• 03/2015 → 09/2025
  Avantax Insurance Agency, Llc
  Dallas, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Dallas, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-08-07 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Dallas, TX
• 1996-05-02 → 2003-04-30
  Lpl Financial Llc
  Dallas, TX

Other Businesses

Fiduciary Appointment-Trustee~'NIR'~11117 Carissa Dr~Dallas~TX~75218~1/28/2016~2hrs~0hrs~Managing assets of the Trust for benefit of my mother (in addition to being the registered rep)| TriVita~'NIR'~2502 Live Oak St 215~Dallas~TX~75204~Multi-level/Network Marketing (Amway, etc.)~Multi-level/Network Marketing~5/3/2010~0hrs~0hrs~I am doing nothing in this business, but my husband added me on to his account in the sale of nutritional products. Estate of Mary L Strickland~'NIR'~11117 Carissa Dr~Dallas~TX~75218~No Outside Business Activities - Investments Only~Executor~1/28/2016~0hrs~0hrs~Managing any future events of the Estate American Institute of Certified Public Accountants~'NIR'~4919 McKinney Ave~Dallas~TX~75205~School/College Professor/Teacher/Administrator~Teacher/Professor/Trainer~11/30/2011~4hrs~0hrs~Develop questions for the Uniform CPA Examination. All questions accepted for the exam are paid $40/each. APC CPA's~'NIR'~4919 McKinney Ave~Dallas~TX~75205~Tax Preparation/Accounting~Tax Preparation/Accounting~4/16/2003~100hrs~50hrs~preparing & filing income tax returns|

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-02-27
• S63 Uniform Securities Agent State Law Examination
  1991-11-27

Designations

• Certified Financial Planner
• Personal Financial Specialist

Other Names

• Ann Louis Pipes
• Anna Louise Pipes