Harry Keller Berman

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 10/2016
  Tmfs-Harrisburg, Llc
  Harrisburg, PA
• 10/2016 → 11/2016
  Financial Engines Advisor Center, Llc
  Harrisburg, PA
• 11/2016 → Present
  Financial Engines Advisors L.L.C.
  Harrisburg, PA

Previous Registrations

• 2016-10-06 → 2016-11-30
  Financial Engines Advisor Center, Llc
  Harrisburg, PA
  Overland Park, KS
• 2009-08-13 → 2016-10-18
  The Mutual Fund Store
  Harrisburg, PA
• 2007-10-12 → 2009-12-22
  The Mutual Fund Store
  Allentown, PA
• 2006-01-30 → 2007-09-20
  Cetera Investment Services Llc
  Wyomissing, PA

Exams

• S66 Uniform Combined State Law Examination
  2005-12-15
• S63 Uniform Securities Agent State Law Examination
  1996-01-30