David Scott Lynn

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 10/2019
  Morgan Stanley
  La Jolla, CA
• 01/2015 → 10/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2019 → Present
  Prospera Financial Services Inc.
  Dallas, TX

Previous Registrations

• 2010-03-02 → 2019-10-04
  Morgan Stanley
  La Jolla, CA
• 1997-07-08 → 2010-03-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  La Jolla, CA
  La Jolla, CA

Other Businesses

Lynn Wealth Management; Investment Related - Yes; 8100 Paseo Del Ocaso, Suite C., La Jolla, CA 92037; DBA; Advisor; President; 09/2019; 160 Hours per Month; 160 During Trading Hours; A brokerage which manages reserve funds for community associations.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-06-14
• S63 Uniform Securities Agent State Law Examination
  1991-12-13

Other Names

• Dave Lynn