John Howard Denler

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2021-03-22

MI RA
APPROVED

Since 2021-03-22

Branch Locations

Clinton Twp, MI • United States

414 East Street, Rochester, MI 48307 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Centaurus Financial, Inc.	Anaheim	CA	01/2016	03/2021
Lpl Financial, Llc	Royal Oak	MI	03/2021	Present

01/2016 → 03/2021

Centaurus Financial, Inc.

Anaheim, CA
03/2021 → Present

Lpl Financial, Llc

Royal Oak, MI

Previous Registrations

2016-01-26 → 2021-03-12

Centaurus Financial, Inc.

Royal Oak, MI
2011-05-18 → 2016-01-28

Mml Investors Services, Llc

Southfield, MI

Other Businesses

1/2006 - DBA for LPL Business (entity for LPL business) - Celtic Wealth Management Group, Inc - Investment Related - Royal Oak, MI 48067

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-05-30
S63	Uniform Securities Agent State Law Examination	1992-02-21

S65 Uniform Investment Adviser Law Examination

2002-05-30
S63 Uniform Securities Agent State Law Examination

1992-02-21

Other Names

John Howard Denler
John Howard Denler

View on SEC IAPD