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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-17 |
| TX | RA | APPROVED | 2026-06-17 |
Branch Locations
1 Jericho Plaza Suite 106, Jericho, NY 11753-1635 • United States
Port Washington, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Garden City | NY | 05/2012 | 06/2026 |
| Rbc Capital Markets, Llc | Jericho | NY | 06/2026 | Present |
| City National Bank | Jericho | NY | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-26 |
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