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Warren Steven Alstodt

Rbc Capital Markets, LLC

Jericho, NY

Port Washington, NY

CRD 2190485

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-17
TX RA APPROVED 2026-06-17
  • NY RA
    APPROVED
    Since 2026-06-17
  • TX RA
    APPROVED
    Since 2026-06-17

Branch Locations

1 Jericho Plaza Suite 106, Jericho, NY 11753-1635 • United States

Port Washington, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Garden City NY 05/2012 06/2026
Rbc Capital Markets, Llc Jericho NY 06/2026 Present
City National Bank Jericho NY 08/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-01
S63 Uniform Securities Agent State Law Examination 1996-06-26
  • S65 Uniform Investment Adviser Law Examination
    1996-07-01
  • S63 Uniform Securities Agent State Law Examination
    1996-06-26
Designations
  • Certified Financial Planner

View on SEC IAPD

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DYLAN PAUL KLEIN
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FIRST LONG ISLAND INVESTORS, LLC · JERICHO, NY
LPL FINANCIAL LLC · JERICHO, NY
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