Susan Chapin Maes

Employer firm

Nwf Advisory Services Inc CRD 110410

$6.43B regulatory AUM 109 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 02/2019
  Ameriprise Financial Services, Inc.
  Brielle, NJ
• 02/2019 → 06/2019
  Lpl Financial Llc
  Wall Township, NJ
• 06/2019 → 10/2024
  Tfs Securities, Inc.
  Lincroft, NJ
• 10/2024 → Present
  Osaic
  Brielle, NJ
• 10/2024 → Present
  The Ameriflex Group
  Las Vegas, NV

Previous Registrations

• 2024-10-08 → 2025-07-02
  The Ameriflex Group
  Brielle, NJ
• 2019-08-21 → 2024-10-11
  World Investments, Llc
  Lincroft, NJ

Other Businesses

1. MAES FINANCIAL POSITION: Sole Proprietor NATURE: This is a doing business as INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/08/2024 ADDRESS: 501 South St, Brielle NJ 08730, United States DESCRIPTION: This is a doing business as 2. SUSAN MAES POSITION: Insurance Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/15/2007 ADDRESS: 501 South St, Brielle NJ 08730, United States DESCRIPTION: sell and service term life insurance and refer health insurance 3. NWF ADVISORY SERVICES, INC. POSITION: Investment Advisor Representative NATURE: Corporation, Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 70 START DATE: 06/30/2025 ADDRESS: 501 South St, Brielle NJ 08730, United States DESCRIPTION: Provide advisory services to my clients. Wrap and fee based accounts are used. 4. MAES FINANCIAL POSITION: Sole Proprietor NATURE: This is a doing business as INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/08/2024 ADDRESS: 501 South St, Brielle NJ 08730, United States DESCRIPTION: this is a doing business as

Exams

• S66 Uniform Combined State Law Examination
  2019-08-19
• S63 Uniform Securities Agent State Law Examination
  1993-11-02

Other Names

• Susan Chapin Beyersdorf