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Norman Barry Berman

Fifth Third Securities, Inc.

Portage, IN

Chesterton, IN

Schererville, IN

St. John, IN

Oak Brook, IL

Chesterton, IN

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2012-07-09
  • IN RA
    APPROVED
    Since 2012-07-09

Branch Locations

2655 Willowcreek Rd, Portage, IN 46368 • United States

302 Broadway, Chesterton, IN 46304 • United States

1545 Us Highway 41, Schererville, IN 46375 • United States

9805 Wicker Ave, St. John, IN 46373 • United States

1400 16Th St, Oak Brook, IL 60523 • United States

Chesterton, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Crown Point IL 06/2008 Present
Fifth Third Securities Crown Point IL 06/2008 Present
  • 06/2008 → Present
    Fifth Third
    Crown Point, IL
  • 06/2008 → Present
    Fifth Third Securities
    Crown Point, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-06
S63 Uniform Securities Agent State Law Examination 2004-01-15
  • S66 Uniform Combined State Law Examination
    2012-07-06
  • S63 Uniform Securities Agent State Law Examination
    2004-01-15
Other Names
  • Norman B Berman

View on SEC IAPD

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CREATIVE FINANCIAL DESIGNS, INC.
MWM ADVISORY GROUP, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

Jamie Darryl Lewis
Daniel Robert Reisen
NICHOLAS WILLIAM OLLEARIS
MICHAEL RICHARD LOBECK
BRIAN JAMES BOLEK
JON CHRISTOPHER LYONS
Steven Mitcheltree
Mason Maple

Other Offices

EDWARD JONES · PORTAGE, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Portage, IN
ALLSTATE FINANCIAL ADVISORS, LLC · Portage, IN
FIRST HEARTLAND CONSULTANTS, INC. · PORTAGE, IN
J.P. MORGAN SECURITIES LLC · PORTAGE, IN
EDWARD JONES · PORTAGE, IN
CREATIVE FINANCIAL DESIGNS, INC. · Hobart, IN
J.P. MORGAN SECURITIES LLC · HOBART, IN

More in Portage, IN

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