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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2010-08-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Florham Park | NJ | 08/2010 | Present |
1. BOARD 33; BASKETBALL REFEREE; 3 HOURS PER WEEK; NOT DURING SECURITIES TRADING HOURS. 2. Sports Referee; 14 Calumet Ave Oakland NJ 07436; Lacross, Baseball, and Football; Referee games; affiliation started 03/01/2016; 6 hours per week; not during securitity trading hours; noy inestment-related. 3. Legal Name: Michael Stein; 103 Marlin Dr Orltley Beach NJ; Rental Property; Owner; co-owner with brother; affiliation started 03/29/2017; 10.0 hours per year; not during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-17 |
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