Steven Jeffrey Smitten

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL
• 02/2015 → Present
  Abmm Financial
  Iselin, NJ

Previous Registrations

• 2002-06-13 → 2015-02-23
  Equitable Advisors, Llc
  Tampa, FL
  Tampa, FL

Other Businesses

ABMM FINANCIAL POSITION: MANAGING DIRECTOR NATURE: RESPONSIBLE FOR RECRUITING AND HIRING OF FINANCIAL PROFESSIONALS FOR ABMM FINANCIAL. INVESTMENT RELATED: YES NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 5 START DATE: 02/18/2015 ADDRESS: 517 ROUTE 1 SOUTH, SUITE 4100, ISELIN NJ 08830 DESCRIPTION: RESPONSIBLE FOR RECRUITING AND HIRING OF FINANCIAL PROFESSIONALS FOR ABMM FINANCIAL. MADISON BROKERAGE POSITION: Agent NATURE: Term and fixed Life insurance. Fixed annuities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/09/2015 ADDRESS: 650 Madison Ave, Morristown NJ 07962 DESCRIPTION: Term and fixed Life insurance. Fixed annuities. NOTARY PUBLIC POSITION: Notary Public NATURE: Notary Public. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2017 ADDRESS: PO Box 340718, Suite 101, Tampa, FL 33694 DESCRIPTION: Notary Public. Notarizing documents when needed. LOYAL ORDER OF MOOSE POSITION: None NATURE: Social organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2021 ADDRESS: 110 Gulf Drive South, Bradenton Beach FL 34247, United States DESCRIPTION: Joined as a member. No specific duties.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-21
• S63 Uniform Securities Agent State Law Examination
  1991-12-04